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HUMAN ERROR THEORY
(HET): A NOVEL APPROACH TO DEVELOPING STRATEGIES TO IMPROVE THE EVIDENCE
BASED(EB) SUPPLY OF NON-PRESCRIPTION MEDICINES(NPMS)
Watson
MC, Bond CM, Johnston M, Mearns K.
Department of General Practice and Primary Care, University of Aberdeen,
Westburn Road, Aberdeen, Scotland, AB25 2AY. ( [email protected])
Background
There is growing awareness of the risks associated with health care provision
within the NHS and the need for systematic risk management. (1) Many risks
and adverse events are associated with medicine use. Until recently, the
emphasis on risk management has focussed on secondary care; much less
attention has been paid to primary care, although the scale of medicine
use is much greater. Greater still is the use of NPMs by the public in
community settings. Community pharmacists and their support staff are
concerned about the safe supply of NPMs, and the avoidance of harm to
their customers. (2) Because of this emphasis on safety, it has been suggested
that the failure to achieve the EB supply of NPMs should be considered
as an "error" and that HET may provide an appropriate theoretical
framework for the development of strategies to change this behaviour.
HET (3) has been used by organisations, such as the oil and gas industry,
in the process of risk management. This theory categorises errors as slips,
lapses, mistakes and violations. Mistakes can be further defined as skill-,
rule-, or knowledge-based. If a systems-based approach is used, the system
which generated the error is examined and then barriers, defences and
safeguards are identified and incorporated to reduce the occurrence of
similar errors. This paper applies this model to the supply of NPMs.
Method
All pharmacies in Grampian, Scotland were stratified according to their
type and geographical location. One pharmacy was randomly selected from
each of the nine strata and invited to participate in a participant observation
study, the purpose of which was to determine how evidence is used to inform
the supply of NPMs. The 364 consultations recorded during this study were
categorised in two ways: 1) by the observer using themes that emerged
from earlier interviews. A second researcher is confirming category assignment
and disagreements are resolved by discussion. 2) On completion of the
categorisation process, an expert group of health and industrial psychologists
will be convened. A sample of consultations from each category will be
presented to the group members who will be asked to classify the different
categories according to HET (i.e. slip, lapse, mistake, violation or no
error made). They will then indicate their strength of confidence with
their selection of error type and indicate whether it is a skill-, rule-
or knowledge-based error. The group will also consider whether the "error"
has occurred at an individual or system-level. The process will be repeated
until all types of consultation have been classified.
Results
The themes that were used to categorise the consultations were: evidence;
communication; safety/risk/ harm; critical incident and, lack of confidence.
This work is ongoing and the results of the HET analyses will be ready
for presentation by March 2004.
Discussion
The results will form the basis for the development of strategies to address
the different "types" of error, which are associated with
the supply of NPMs. It is anticipated that different strategies may be
appropriate for different types of error and that the type of consultation
will inform the content of any intervention strategy.
1. Conference Proceedings: Improving Patient Safety in Scotland. Edinburgh,
2003.
2. Watson MC, Bond CM. The evidence based supply of non-prescription medicines:
barriers and beliefs. IJPP (accepted for publication)
3. Reason J. Human Error. Cambridge University Press, 1998.
Presented at the HSRPP Conference 2004, London
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